Steven R. Peabody, et al. v. State of Indiana Office of the Secretary of State Securities Division

── Steven R. Peabody, et al. v. State of Indiana Office of the Secretary of State Securities Division ── Case No.: 25A-MI-00135 Court: Indiana Court of Appeals Date: October 03, 2025 Author: Judge Mary DeBoer County of Origin: Marion Category: Civil Decision: Affirmed Judge Altice and Judge Pyle concur In 2009, Steven Peabody founded VoCare, a medical technology company in Zionsville, which engages in securities trading. Mary Zappia is the company’s attorney; John Coccimiglio is the Chief Financial Officer; and Scot Kane is the former Chief Executive Officer (collectively, the Employees). The Division opened an investigation 1 into the company and the Employees based on allegations that they had violated the Indiana Uniform Securities Act (the Act).