In Re: Kwok
── In Re: Kwok ──
Case No.: 24-2504
Court: Court of Appeals for the Second Circuit
Date: April 06, 2026
Category: General
24-2504
In re: Kwok
United States Court of Appeals
For the Second Circuit
August Term 2025
Argued: December 10, 2025
Decided: April 6, 2026
No. 24-2504
IN RE: KWOK
HO WAN KWOK,
Debtor,
MEI GUO,
Counter-Defendant-Appellant,
HK INTERNATIONAL FUNDS
INVESTMENTS (USA) LIMITED, LLC,
Plaintiff-Counter-Defendant-Appellant,
v.
LUC A. DESPINS, Chapter 11 Trustee,
Defendant-Counter-Claimant-Appellee,
UNITED STATES TRUSTEE,
Trustee. 1
Appeal from the United States District Court
for the District of Connecticut
No. 23-cv-458, Kari A. Dooley, Judge.
Before: CHIN, SULLIVAN, and LEE, Circuit Judges.
Mei Guo and HK International Funds Investments (USA) Limited, LLC
(“HK”) – third parties in a Chapter Eleven bankruptcy filed by an individual
debtor – appeal from a judgment of the United States District Court for the District
of Connecticut (Dooley, J.) affirming the bankruptcy court’s conclusion that HK
was an alter ego of the debtor and that HK’s assets therefore belonged to the
bankruptcy estate. On appeal, Guo and HK argue that the Trustee did not have
standing to assert the alter-ego claim on behalf of the bankruptcy estate’s creditors
and that, in any event, HK was not the debtor’s alter ego.
As an initial matter, we conclude that we have jurisdiction to hear this
appeal. Although the district court’s decision was not final when this appeal was
filed, the Trustee agreed during oral argument to dismiss his remaining claims
with prejudice, making the district court’s summary judgment decision an
appealable final order. Turning to the merits, we agree with the district court that
the Trustee has standing to assert an alter-ego claim on behalf of the creditors and
that the only reasonable conclusion to be drawn from the record is that HK is the
debtor’s alter ego. Accordingly, we AFFIRM the judgment of the district court.
AFFIRMED.
STEPHEN M. KINDSETH (James M. Moriarty,
Daniel A. Byrd, on the brief), Zeisler &
Zeisler, P.C., Bridgeport, CT, for Counter-
1 The Clerk of Court is respectfully directed to amend the caption as set forth above.
2
Defendant-Appellant and Plaintiff-Counter-
Defendant-Appellant.
NICHOLAS BASSETT (Dennis M. Carnelli,
Neubert, Pepe & Monteith, P.C., New
Haven, CT, on the brief), Paul Hastings,
LLP, Washington, D.C., for Defendants-
Appellants.
RICHARD J. SULLIVAN, Circuit Judge:
Mei Guo and HK International Funds Investments (USA) Limited, LLC
(“HK”) – third parties in a Chapter Eleven bankruptcy filed by an individual
debtor – appeal from a judgment of the United States District Court for the District
of Connecticut (Dooley, J.) affirming the bankruptcy court’s conclusion that HK
was an alter ego of the debtor and that HK’s assets therefore belonged to the
bankruptcy estate. On appeal, Guo and HK argue that the Trustee did not have
standing to assert the alter-ego claim on behalf of the bankruptcy estate’s creditors
and that, in any event, HK was not the debtor’s
{# E23 (Nick, ruling section 1 answer 10): quoting a bill or a court opinion works
the way quoting a news article works. Select a passage above and the same panel
opens: the passage goes to the official you choose, with this document's own
address as its source and its own type. #}